Joseph Napolitano

Hybrid | Compliance Director | Gladstone Wealth Partners

Joseph Napolitano’s 20 years in the investment services industry has given him a robust perspective of the financial markets. Throughout his career, Joe has held several senior level positions such as Vice President of Operations, and Chief Supervisory Officer. During that time, he developed an in-depth understanding of complex concepts like regulatory compliance, policy and procedure, process improvement, and operational efficacy.

Prior to joining Gladstone Wealth Partners as the Compliance Director, Joe was a Senior Compliance and Supervisory Analyst at Financial Resources Group Investment Services, mostly supervising the hybrid and IFA advisors currently with Gladstone.

Joe holds FINRA Series 7, Series 24, Series 53, Series 4, and Series 66 Licenses with LPL Financial.

When not working, Joe enjoys golf and spending time with his family.

Securities offered through LPL Financial, Member FINRA/SIPC. Advisory Services offered through Gladstone Institutional Advisory, LLC, a registered investment advisor. Gladstone Wealth Partners and Gladstone Institutional Advisory, LLC are separate entities from LPL Financial.