Independent Advisor Transition Checklist Form

Choose your path:*
- Go it alone
- Work with a firm
- Not sure
Research found that financial advisors who transition to the RIA model report an increase in net income. Although to improve your chances of increasing income, you'll need a well thought-out plan.
Email*

Where should we send you your transition checklist?

These next few questions are the things you'll need in place on/before your transition day.
If you were able to select more than 60% of these you're likely already talking to a firm or just done a great job getting ready to break free.
Date
MM slash DD slash YYYY

What date are you planning to leave?
What CRM Platform are you planning to use?*
- Salesforce
- Redtail
- Other
Have you started to create a list of your clients?*
- Yes
- No
There are many ways to start creating your client list, you can start by going through the contacts in your phone.
Have you located your office location and items needed?*
- Yes
- No
Have you defined your team and their compensation?*
- Yes
- No

Whether you have or haven't selected a firm to assist you in this process, Gladstone is happy to help you start the conversation. Speak with a transitioning professional to learn more.
First Name*
Last Name*
Phone*
We value your privacy.
Your information is kept confidential.
7 + 3 =*
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Independent Financial Advisor TRANSITION Checklist