Independent Financial Advisor TRANSITION ChecklistConsidering going independent and starting your own Registered Investment Advisor (RIA) practice?Step 1 of 520%Choose your path:* Go it alone Work with a firm Not sureResearch found that financial advisors who transition to the RIA model report an increase in net income. Although to improve your chances of increasing income, you'll need a well thought-out plan.Email* Where should we send you your transition checklist?Evaluate business model options* Compliance Only Turn-key Partnership OthersSelect which type of business models sound ideal for your situation: Compliance Only Model: Gladstone provides compliance supervision Turn-key Model: Gladstone runs the back office, you run the rest Partnership Model: Gladstone helps turn your business into an enterpriseHave you started to understand/choose any of the following? Select all that apply.* Secure legal counsel to guide you through departure Establish your legal, tax, and ownership structure Complete the RIA registration requirements Compliance and insurance needs Selected an investment platform Find a branding company with a holistic package Marketing firm that will help with growth What other platforms you'll need (Website, CRM, Email Communications etc.) Staff you may need Office space and setting it upThese next few questions are the things you'll need in place on/before your transition day.If you were able to select more than 60% of these you're likely already talking to a firm or just done a great job getting ready to break free.Date MM slash DD slash YYYY What date are you planning to leave?What CRM Platform are you planning to use?* Salesforce Redtail OtherHave you started to create a list of your clients?* Yes NoThere are many ways to start creating your client list, you can start by going through the contacts in your phone.Have you located your office location and items needed?* Yes NoHave you defined your team and their compensation?* Yes NoWhether you have or haven't selected a firm to assist you in this process, Gladstone is happy to help you start the conversation. Speak with a transitioning professional to learn more.First Name*Last Name*Phone*We value your privacy.Your information is kept confidential.7 + 3 =*CAPTCHA